The Financial Industry Regulatory Authority (FINRA) has slammed another
fine on New York-based securities broker, UBS Securities (UBS-S). This time the
self-regulatory organization hit the firm, which is the brokerage arm of Swiss banking group, UBS, with a censure order and fine of
$475,000 for publishing “inaccurate” monthly statistics on https://www.financemagnates.com/terms/e/execution/” class=”terms__main-term” id=”60010adb-9e25-4bff-9822-c9210deec853″ target=”_blank” rel=”noopener”>executionRead More
